About Company
Kotak Mahindra Asset Management Company Ltd
One of the leading Indian suppliers of portfolio management services, Kotak PMS (registered with SEBI), is a member of the prestigious Kotak Mahindra Group and runs under the direction of Kotak Mahindra Asset Management Company. The main purpose of Kotak PMS is to invest on our clients’ behalf to assist them reach their financial and personal goals.
Kotak Optimus Aggressive Scheme Class A is a Category III AIF managed by Kotak Investment Advisors Limited (KIAL). The fund follows a multi-asset, multi-manager investment strategy with a primary focus on equity allocation through a mix of active and passive approaches. Designed for sophisticated investors, the structure combines professional asset allocation with external PMS manager participation under a single investment vehicle. As part of the broader kotak aif ecosystem, the fund is positioned for investors seeking diversified equity exposure through a managed framework.
What is Kotak Optimus Aggressive Scheme?
Kotak Optimus Aggressive Scheme - Class A is a SEBI registered Category III Alternative Investment Fund operating under registration number IN/AIF3/18-19/0604. Managed by Kotak Investment Advisors Limited (KIAL), the fund was launched in December 2019 with the objective of generating capital appreciation through a majority allocation toward equity investments, while maintaining a smaller allocation toward debt and passive exposure.
The Kotak Optimus AIF follows a structured allocation approach and uses a multi-manager framework to diversify investment decisions across strategies and market opportunities. The fund operates within the regulated Category III AIF structure governed by SEBI guidelines.
Investment Strategy
The Kotak Optimus aggressive portfolio follows an allocation framework with approximately 80% exposure to active equity strategies and 20% exposure to passive equity investments. The fund uses a multi-manager approach, where capital is allocated across multiple external PMS managers selected through internal evaluation and monitoring processes.
This optimus kotak structure combines tactical asset allocation, periodic rebalancing, diversification, and risk management within a single managed vehicle. The investment team oversees portfolio construction and allocation decisions while adjusting exposures based on changing market conditions and portfolio objectives. The Kotak Optimus multi-manager AIF model is designed to provide diversified strategy participation through one investment structure.
Fund Details at a Glance
| Fund Name | Kotak Optimus Aggressive Scheme — Class A |
| Fund Type | AIF Category III |
| SEBI Registration | IN/AIF3/18-19/0604 |
| Investment Manager | Kotak Investment Advisors Limited (KIAL) |
| Launch Date | December 2019 |
| Minimum Investment | Rs 1 crore |
| Asset Allocation | 80% active equity, 20% passive equity |
| Demat Account Required | No |
| Available on ALTPORT | Yes |
Why This Fund?
- No demat account required - investors can access the structure without maintaining a separate demat setup for direct equity or PMS participation
- Multi-manager access - a single investment provides exposure to multiple PMS-led strategies that may otherwise require significantly larger allocations across separate accounts
- Discretionary mandate - portfolio allocation, tactical decisions, and rebalancing are handled by the investment team without requiring investor intervention
- Institutional-grade framework - diversification, risk controls, and portfolio construction are managed within a structured UHNI-focused investment process
NRI and International Investor Note
NRI investors may be eligible to invest in Kotak Optimus Class A through ALTPORT, subject to applicable FEMA regulations and onboarding requirements. Eligibility may vary based on investor jurisdiction and documentation. Investors should consult an advisor before proceeding with investments.
Investment Platforms
The firm operates across a diversified set of alternative asset classes, including:
- Private Equity
- Real Estate
- Infrastructure
- Private Credit
- Strategic Situations
- Data Center Investments
Its investment approach emphasizes disciplined underwriting, structured transactions, active asset management, and clearly defined exit strategies.
Global Capital & Partnerships
Approximately 80% of assets are sourced from global institutional partners. The platform combines international capital with deep local market insight, enabling it to structure opportunities aligned with India’s evolving growth sectors while maintaining strong governance and risk management standards.
Strategy Focus
- Private Equity & Life Sciences: Backing emerging and high-growth enterprises.
- Real Estate & Infrastructure: Focused on disciplined execution and value creation through strategic development and exits.
- Private Credit: Offering bespoke financing solutions tailored to India’s expanding corporate ecosystem.
- Strategic Situations: Targeting special opportunities across complex investment scenarios.
Environmental, Social, and Governance (ESG) principles are integrated into the investment framework across strategies.
Advisory & Client Solutions
Beyond fund management, the firm provides tailored advisory and discretionary solutions for High Net Worth Individuals (HNIs), Ultra High Net Worth Individuals (UHNIs), family offices, and institutions. Its digital-first advisory platform, Selekt Advisory, is supported by a dedicated research think tank comprising industry experts and analysts.
Operating Philosophy
Kotak Alts focuses on disciplined execution, deep research, structured risk management, and client-centric investment delivery. Its long-standing presence and institutional processes position it as a significant participant in India’s alternative asset management ecosystem.
Risk Factors
- Investments are subject to market risk; returns are not guaranteed
- Category III AIFs may use complex strategies including leverage, which can amplify losses
- Past performance is not indicative of future results
- Please read all scheme-related documents carefully before investing
Learn about the experienced fund managers responsible for investment decisions, portfolio strategy, and long-term fund performance.
Srini Sriniwasan
S. Sriniwasan (Srini) heads Kotak Alternate Asset Managers Limited (“KAAML”). He is also a part of the Group Management Council that drives Kotak Mahindra Group’s growth charter. Srini has played a crucial role in setting up and building the different asset classes in KAAML including Real Estate, Infrastructure, Special Situations & Credit, Private Equity and Investment Advisory. Overall, KAAML has raised / advised ~USD 9.3 billion in funds across these asset classes. As one of the earliest fund managers to raise and invest capital in India, Srini has introduced significant financing, financial structuring and negotiating skills in the alternate assets industry. Srini joined the Kotak Mahindra Group in 1993. Prior to KAAML, he was a part of Kotak’s investment banking joint venture with Goldman Sachs from inception in 1995, and was co-head of Kotak Investment Banking until 2005. At Kotak Investment Banking, Srini advised leading domestic and international companies on capital raising, M&A and strategic divestitures. Srini is a member of the Confederation of Indian Industry (CII) subcommittee on Capital Markets. He is also a Board member of Asia Pacific Real Estate Association Limited (APREA) & Co-Chairman of the India Chapter. He is also a member of the Governing Council of Global Real Estate Institute (GRI) – India Chapter. He was a Member of the Executive Committee at the Indian Private Equity & Venture Capital Association (IVCA) and is a Member of the Private Credit Council at Emerging Markets Private Equity Association (“EMPEA”). Srini holds a Bachelor's degree in Commerce from Delhi University and an MBA from the Institute of Management Technology (IMT), Ghaziabad.
Nishant Kumar
Nishant Kumar completed his MBA from NMIMS Mumbai in 2005 and holds CFA, FRM, and CFP certifications. He leads discretionary strategies at KIAL, including the Kotak Optimus Fund Category III offerings. Before this role, he headed the Investment Advisory division overseeing more than 350 UHNI families. He brings over 17 years of experience across investment advisory, strategy, and product management, with previous roles at IIFL, Citibank N.A., and ICICI Bank.
Shobhit Mathur
Shobhit Mathur holds a B.Tech degree from the Indian Institute of Technology (BHU), Varanasi, and an MBA in Finance from XLRI, Jamshedpur. He joined Kotak Mahindra Bank in 2008 and worked across structured products and wealth management functions. Between 2012 and 2019, he was involved with investment committees serving more than 200 UHNI families at Kotak Wealth Management. He joined KIAL in 2019 and played an important role in establishing Kotak Optimus. His experience spans equities, interest rates, and foreign exchange markets.
Find answers to common questions about fund investments, performance, portfolio strategy, and investor services.
AIF Category III, managed by KIAL. Multi-asset, multi-manager: 80% active equity + 20% passive equity. Min: Rs 1 crore.
Rs 1 crore (SEBI minimum for AIF Category III).
HNIs, UHNIs, Family Offices with high risk appetite and long-term horizon.
Yes - via the ALTPORT investor portal. Kotak Alternate Asset Managers also provides reporting per SEBI AIF regulations.
Yes. Registration: IN/AIF3/18-19/0604. Managed by KIAL under Kotak Alternate Asset Managers Limited.
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Disclaimer: Investing in AIF, PMS, Gift City or Mutual Fund is subject to market risk. Please read the related documents carefully. Past performance does not guarantee future results and there is no assurance that the managed accounts will necessarily achieve their objectives. Actual portfolios may differ as a result of account size, client-imposed investment restrictions, the timing of client investments and market, economic, and individual company factors. We at ALTPORT do not guarantee any returns in the hands of investors, nor do we take any sort of accountability for the performance of the scheme.